The Securities Commission of The Bahamas
The Securities Commission of The Bahamas (“the Commission”)（SCB) is a statutory body established in 1995 pursuant to the Securities Board Act, 1995. That Act has since been repealed and replaced by new legislation. The Commission’s mandate is now defined in the Securities Industry Act, 2011 (SIA, 2011). The Commission is responsible for the administration of the SIA, 2011 and the Investment Funds Act, 2003 (the IFA), which provides for the supervision and regulation of the activities of the investment funds, securities and capital markets. The Commission, having been appointed Inspector of Financial and Corporate Services in 1 January 2008, is also responsible for administering the Financial and Corporate Service Providers Act, 2000.
- 공시 정보 매칭 공식 URL 일치
- 공시 시간 2021-08-27
- 처벌 이유 독립체가 다음과 같이 언급한 위원회의 주의를 끌었습니다. FX Primary LTD 또는 fxprimary LLC( FX Primary ) 하나 이상의 행위에 따라 등록/면허가 있거나 불법인 활동을 수행할 수 있습니다.
바하마 증권위원회 공고 2020년 12호 2021년 8월 27일 RE: FX PRIMARY LTD, FXPRIMARY LLC
Sanction
Danger
Danger