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The Financial Industry RegulatoryAuthorityFINRA

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BANQUE DU LIBANBDL

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Comisión Nacional del Mercado de valoresCNMV

Jakarta Futures ExchangeJFX

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Malta Financial Services AuthorityMFSA

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Capital Markets Authority LEBANONCMA

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Indonesia Commodity and Derivatives ExchangeICDX

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Financial Services CommissionFSC

Financial Transactions and Reports Analysis Centre of CanadaFINTRAC

The Capital Market CommissionSCMN

British Virgin Islands Financial Services CommissionFSC

Anjouan Offshore Finance AuthorityAOFA

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Polish Financial Supervision AuthorityKNF

Financial Services AuthorityFSA

The Seychelles Financial Services AuthorityFSA

The Astana Financial Services AuthorityAFSA

Financial Supervisory ServiceFSS

Put away
Selected Conditions
National Futures AssociationNFA
Reset
member 2
Blacklist 17
information disclosure 17
Regulatory blacklist

IB

Hong Kong Above 20 years
ASIC Market Making(MM)
Regulated
FCA Market Making(MM)
Regulated
Regulated in AustraliaRegulated in United KingdomRegulated in JapanRegulated in Hong KongRegulated in CanadaRegulated in United StatesRetail Forex LicenseDealing in futures contracts & Leveraged foreign exchange tradingMarket Making(MM)Common Financial Service LicenseHong Kong Dealing in futures contracts & Leveraged foreign exchange trading RevokedAustralia Investment Advisory License RevokedSuspicious OverrunHigh potential risk
8.05
Score
Regulatory blacklist

Marex Spectron

United Kingdom 15-20 years
FCA Market Making(MM)
Regulated
SFC Dealing in futures contracts
Regulated
Regulated in Hong KongRegulated in United KingdomMarket Making(MM)Dealing in futures contractsInvestment Advisory LicenseSuspicious OverrunHigh potential risk
7.39
Score
Regulatory blacklist

ED&F Man

United Kingdom 5-10 years
SFC Dealing in futures contracts
Revoked
FCA Institution Forex License
Unsubscribed
Suspicious Regulatory LicenseUnited Arab Emirates Common Financial Service License RevokedHong Kong Dealing in futures contracts RevokedUnited Kingdom Institution Forex License UnsubscribedUnited States Common Financial Service License UnauthorizedSuspicious OverrunHigh potential risk
1.54
Score
Regulatory blacklist

Tullett Prebon

United Kingdom 5-10 years
FCA Investment Advisory License
Suspicious Clone
Suspicious Regulatory LicenseSuspicious OverrunHigh potential risk
1.54
Score
Regulatory blacklist

Northern Trust

United Kingdom 5-10 years
FCA Investment Advisory License
Over-Operation
Regulated in United KingdomInvestment Advisory LicenseSuspicious OverrunHigh potential risk
1.54
Score
Regulatory blacklist

STAGE FIVE

United States 5-10 years
NFA Common Financial Service License
Suspicious Clone
Suspicious Regulatory LicenseSuspicious OverrunHigh potential risk
1.53
Score
Regulatory blacklist

TF4L

United States 5-10 years
NFA Common Financial Service License
Suspicious Clone
Suspicious Regulatory LicenseSuspicious OverrunHigh potential risk
1.53
Score
Regulatory blacklist

Sierra Futures

United States 5-10 years
NFA Common Financial Service License
Suspicious Clone
Suspicious Regulatory LicenseSuspicious OverrunHigh potential risk
1.53
Score
Regulatory blacklist

Direct Hedge

Denmark 5-10 years
Suspicious Regulatory LicenseHigh potential risk
1.53
Score
Regulatory blacklist

Coquest

United States 5-10 years
NFA Common Financial Service License
Suspicious Clone
Suspicious Regulatory LicenseSuspicious OverrunHigh potential risk
1.53
Score
Regulatory blacklist

Edealfx

Saint Vincent and the Grenadines 5-10 years
Suspicious Regulatory LicenseHigh potential risk
1.53
Score
Regulatory blacklist

FIS

United Kingdom 5-10 years
Suspicious Regulatory LicenseHigh potential risk
1.53
Score

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